Technical Insight 1 July 2021

What Is a Flood Risk Assessment? And What Do All the Flood Zones Mean?

A guide to Flood Risk Assessments in the planning system, covering when they are required, how the four EA flood zones work, and vulnerability classifications.

By Chris Cameron-Hann

When FRAs Are Required

A Flood Risk Assessment (FRA) is essential for planning applications, with requirements varying based on development type and location. According to the National Planning Policy Framework, “site-specific flood risk assessments should be provided for all development in Flood Zones 2 and 3.”

The NPPF mandates FRAs for developments in Flood Zones 2 and 3, plus all proposals of 1+ hectares in Flood Zone 1 that meet specific criteria. An adequate FRA must assess risks from all flooding sources and demonstrate management strategies throughout the development’s lifetime.

The Four EA Flood Zones Explained

Flood Zone 1 (Lowest Risk): Less than 1 in 1,000 annual probability of flooding. Most development types are permitted without necessarily requiring an FRA.

Flood Zone 2 (Medium Risk): Between 1 in 100 and 1 in 1,000 annual probability of river flooding. An FRA is mandatory for planning applications.

Flood Zone 3a (High Risk): Greater than 1 in 100 annual probability of river flooding or 1 in 200 for sea flooding. FRAs are required.

Flood Zone 3b (Functional Floodplain): Approximately 1 in 20 annual flooding probability. Development is typically restricted, though exceptions exist.

Vulnerability and Risk Assessment

The planning system uses risk-based assessment where vulnerability classifications determine permitted locations. Housing is categorised as “more vulnerable,” while commercial spaces are “less vulnerable” — unless they contain hazardous materials.

Development compatibility depends on both flood zone designation and use vulnerability. Exception tests may be necessary to authorise certain projects.

flood risk assessmentflood zonesNPPFplanningvulnerability
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